While exploring your area of interest may require misleading or not completely informing your subjects about the true nature of your research, as a general rule, serious deception should be avoided whenever possible, since it jeopardizes the integrity of informed consent. Federal regulations prohibit the use of deceptive techniques that place subjects at greater than minimal risk. The Institutional Review Board will review any protocol that uses deception very closely. Show
Deception includes, but is not limited to:
For research involving deception:
Research employing deception may not be reviewed as “Exempt”. Deceptive research that involves mild deception [as determined by the IRB] or omission (e.g., participants not informed of the true purpose of the research) where the topic is not sensitive and the subjects are not vulnerable can be reviewed as “Expedited”. All other deceptive research will be reviewed as “Non-exempt with Full Committee Review”. The IRB may suggest that the investigator add a sentence to the consent form such as “Research designs often require that the full intent of the study not be explained prior to participation. Although we have described the general nature of the tasks that you will be asked to perform, the full intent of the study will not be explained to you until after the completion of the study.” Investigators may be asked to include an option for participants to withdraw their data from the study after they learn the true nature of the research, if it is of a sensitive nature. For some studies, in order to obtain a true response from a participant, the participant is told something that isn’t true. Deception studies provide participants with
an alternative explanation for the purpose of the study or provide them with misleading information about the study. Some studies may not directly deceive the participant but will withhold some information, such as the reason why a participant was selected for the study. Not providing the participant with accurate information contradicts the idea that participants should be informed about a study in order to make the best decision as to whether they should participate. Thus it is necessary that
additional safeguards be in place in order to conduct a study with deceptive elements, including providing an appropriate consent form before the study and a debriefing session with a post-debrief consent form, which allows the participant to consent again after they learn the true nature of the study. When is Deception Appropriate? The APA (American Psychological Association) Ethics Code (2002) includes the following regarding deception: 5.01 Avoidance of False or Deceptive Statements (b) Psychologists do not make false, deceptive, or fraudulent statements concerning (1) their training, experience, or competence; (2) their academic degrees; (3) their credentials; (4) their institutional or association affiliations; (5) their services; (6) the scientific or clinical basis for, or results or degree of success of, their services; (7) their fees; or (8) their publications or research findings. (c) Psychologists claim degrees as credentials for their health services only if those degrees (1) were earned from a regionally accredited educational institution or (2) were the basis for psychology licensure by the state in which they practice. 8.07 Deception in Research (b) Psychologists do not deceive prospective participants about research that is reasonably expected to cause physical pain or severe emotional distress. (c) Psychologists explain any deception that is an integral feature of the design and conduct of an experiment to participants as early as is feasible, preferably at the conclusion of their participation, but no later than at the conclusion of the data collection, and permit participants to withdraw their data. (See also Standard 8.08, Debriefing.) 8.08 Debriefing (b) If scientific or humane values justify delaying or withholding this information, psychologists take reasonable measures to reduce the risk of harm. (c) When psychologists become aware that research procedures have harmed a participant, they take reasonable steps to minimize the harm. In other words, researchers should not use deception unless it is the best and only feasible method, it will not cause pain or distress, and participants will have the opportunity to understand the deception as soon as possible with the option to withdraw their data should they so choose. Deception and the Consent Process Deception becomes problematic for the informed consent process because at some level the participant can’t be fully informed for the study to work. However, the Board requires the following for the consent process in a deception study:
Post-Deception Debriefing Session A debriefing session takes place after a participant completes their portion of the study (or when a participant decides to withdraw from a study before the study is complete). There are two types of debriefing sessions, an educational debriefing session and a post-deception debriefing session. Both sessions will function in essentially the same manner; i.e. the researcher will meet with the participant after their participation ends to discuss the study and provide the participant with a written debriefing statement. The purpose of an educational debriefing session is to provide a participant with educational feedback regarding the study and is required for studies using participant pools (please see Participant Pools: Educational Debriefing Sessions for more information). The same education information about the study may also be included in a post-deception debriefing session, but the purpose of this session is to also discuss any deception in a study, provide a full explanation of the purpose of the study, and explain why a participant was deceived. This method may also be used for participants who were involved in a study where the study was potentially upsetting or concerning, and the debriefing session will be used to help the participant better understand the context for their upsetting experience as well as help the researcher gauge the participant’s response to see if any additional help is needed to ameliorate the study’s affects. A carefully conducted debriefing session can help a participant to gain meaning from their experience, which can significantly improve a participant’s ability to handle even a stressful and/or upsetting experience, helping reduce any lasting impact from the study. The debriefing session should be considered a secondary consent session. You will give the participant a post-deception consent form. Now that the participant understands the full scope of the study, the participant has the opportunity to decide whether he or she wants to include their data in the study. Unless other circumstances disallow it, ideal debriefings are done verbally and interactively with participants (in addition to providing the standard written debriefing). A written debriefing statement should always use non-technical language and provide participants with a clear sense of the main question and the importance of the answer. Information to Include in the Debriefing Statement The debriefing statement needs to explain three elements:
Please keep the information clear and concise, and make sure to include contact information for the IRB-SBS. Sample Debriefing Statement In this study, we told you that you would receive a blue sticker and then we would ask you to report about how you felt about the sticker. Instead, we gave you a red sticker and told you that your friend took the last blue sticker. However, this was not true; your friend didn’t take the last blue sticker. We did not tell you the full nature of the experiment because we wanted to gauge your honest reaction to the news that your friend took your sticker. Stickers, and the way that friends react to them, provide interesting insights into interpersonal relationships. In previous studies, such as the Milgram Blue study, blue was found to be particularly desirable, thus it was chosen in order to evoke a stronger response. We are interested in learning if there is a correlation between individuals who are more capable of negotiating the lack of a blue sticker and their ability to maintain a friendship. Please know that your friend was not involved in this study and had nothing to do with the blue sticker. It is important that you do not let this incident become an issue in your relationship. If you feel that you didn’t negotiate the loss of a sticker in a positive way, this may be an opportunity to evaluate your friendship and learn what you can do to better handle this situation should it arise. The “Sticker Group” is an informal friendship counseling group available for UVa students; for more information, see their website: www.virginia.edu/stickergroup. If you have further concerns, please contact the researcher (name, contact information) to discuss any questions about the research. If you have concerns about the way you were treated as a participant in this study, please contact the IRB-SBS: Tonya Moon, Ph.D., Chair, Institutional Review Board for the Social and Behavioral Sciences, One Morton Drive, Suite 500, University of Virginia, P.O. Box 800392, Charlottesville, VA 22908-0392. Telephone: (434) 924-5999. References: Harper, K., & Gasp, G. L. (2009). Do blue stickers make blue friends? Personality and Social Psychology Bulletin, 29, 790 - 875. Keen, K., & Garph, M. L. (1871). Where have all the blue stickers gone? How to make friends worth making. Psychological Science, 19, 41-48. When should debriefing occur research study?The debriefing is an essential part of the informed consent process and is mandatory when the research study involves use of deception. The debriefing provides participants with a full explanation of the hypothesis being tested, procedures to deceive participants and the reason(s) why it was necessary to deceive them.
When must a researcher Be sure to debrief participants in an experiment?6. Whenever appropriate, researchers should debrief participants. The debriefing should take place as early in the study as the design permits, preferably at the conclusion of a subject's participation, but no later than the conclusion of the research.
Why is it necessary to debrief participants?Researchers debrief research participants to help ensure that the participants are fully restored to the condition in which they were prior to their involvement in the study, are informed of details they may not have known prior to participating in the study (e.g., deception that may have been employed and why), and ...
What is one of the guidelines for using deception in a research study?Deception can only be used when there are no reasonably effective, alternative methods available to achieve the goals of the research. Deception can only be used with study components that involve minimal risks (as determined by the IRB). Whenever possible, researchers must debrief subjects about the deception.
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